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Oklahoma Legislature· SB 810Second Reading referred to Appropriations

An act relating to state finance, the official text

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1                           STATE OF OKLAHOMA

1

2                  1st Session of the 60th Legislature (2025)

2

3 SENATE BILL 810                  By: Bergstrom
3

4

4

5

5

6                           AS INTRODUCED

6

7   An Act relating to state finance; creating the Zero-

7   Based Budgeting Implementation Act; providing short

8   title; requiring the Legislative Office of Fiscal

8   Transparency to develop categories of agencies;

9   requiring a staggered plan of a certain amount of

9   years; requiring collaboration among various

10  entities; requiring certain steps to be completed in

10  each agency analysis; requiring certain inquiries;

11  requiring development of certain forms; providing for

11  codification; and providing an effective date.

12

12

13

13

14 BE IT ENACTED BY THE PEOPLE OF THE STATE OF OKLAHOMA:
14

15  SECTION 1.     NEW LAW         A new section of law to be codified

15

16 in the Oklahoma Statutes as Section 8016 of Title 62, unless there
16

17 is created a duplication in numbering, reads as follows:
17

18  This act shall be known and may be cited as the "Zero-Based

18

19 Budgeting Implementation Act".
19

20  SECTION 2.     NEW LAW         A new section of law to be codified

20

21 in the Oklahoma Statutes as Section 8017 of Title 62, unless there
21

22 is created a duplication in numbering, reads as follows:
22

23  A. No later than December 1, 2025, the Legislative Office of

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24 Fiscal Transparency (LOFT) shall develop a list of every Oklahoma
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    Req. No. 1413                                              Page 1
1 State Agency. As used in this Act, "Agency" and "State Agency"
1

2 shall have the same meaning as the term pursuant to Section 415.12
2

3 of Title 74 of the Oklahoma Statues to include every Agency, Board,
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4 Commission, Trust, and entity of government of the State of Oklahoma
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5 that receives any appropriated funds, or is designated as a non-
5

6 appropriated entity yet operates as a State Agency, Board,
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7 Commission, Trust, or other entity of State Government.
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8   B. No later than December 1, 2025, LOFT shall use the full list

8

9 of Agencies developed under Subsection A of this section to develop
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10 a tiered categorization structure for all agencies to implement a
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11 staggered plan for agency review using zero-based budgeting.
11

12  C. The tiered categorization shall consist of a minimum of

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13 three tiers in which to classify each agency. LOFT shall separate
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14 the agencies into tiered categories with the higher tiers for
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15 agencies with larger budgets, more employees, a greater statutory
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16 footprint, more licenses, and more administrative rules.
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17  The Tiered categorization for each state agency shall be created

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18 by taking into consideration the following:
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19  1. The size of the current annual budget of the agency from all

19

20 revenue sources including state appropriations, federal funds,
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21 grants, gifts, etc;
21

22  2. The number of employees currently authorized as well as

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23 currently filled positions by the agency;
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24  3. The number of statutes covering the state agency operations;

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    Req. No. 1413                                             Page 2
1   4. The number of administrative rules promulgated by the state

1

2 agency;
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3   5. The number of licensees overseen by the state agency; and

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4   6. Any other relevant information as identified by LOFT.

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5   D. LOFT shall develop a staggered plan based on the tiered

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6 categorization structure created subsection C of this section.
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7   1. Higher tiered agencies shall be up for review no fewer than

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8 every 4 and no more than every 6 years. Lower tiered agencies shall
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9 be up for review no fewer than every 2 or no more than every 4 years
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10 on a standard system.
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11  2. The staggered plan shall be created so that all agencies

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12 will rotate being up for review over a maximum six year period from
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13 first implementation.
13

14  3. The staggered plan shall take into consideration the

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15 currently scheduled sunset of any agency so that the agency is
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16 reviewed using zero-based budgeting the year before it is up for
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17 sunset extension.
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18  4. The staggered plan shall include a cross section of agencies

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19 from each tier so that each year will have as similar of a
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20 distribution as possible of the items listed under paragraph B so
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21 that no one year has an exceedingly higher cumulative amount of
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22 budget, statutes, rules, employees, or other items to be reviewed
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23 when all agencies up for review that year than any other year on the
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24 staggered plan.
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    Req. No. 1413                                              Page 3
1   5. The staggered plan will be based on the fiscal year. Each

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2 July 1st LOFT will begin evaluating each agency up for review that
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3 year in order to complete the review and issue a report by December
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4 1st of that year for Legislative consideration during the next
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5 session.
5

6   SECTION 3.     NEW LAW  A new section of law to be codified

6

7 in the Oklahoma Statutes as Section 8018 of Title 62, unless there
7

8 is created a duplication in numbering, reads as follows:
8

9   A. Beginning July 1, 2026, LOFT shall use the staggered plan

9

10 created in Section 2 of this Act to begin zero-based budgeting
10

11 reviews of the agencies identified to be included in the staggered
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12 plan during the 2027 fiscal year and shall provide the Legislature
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13 with zero-based budgeting recommendations by December 1st each year.
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14  B. The LOFT zero-based budgeting review and analysis shall be a

14

15 collaborative process between LOFT, an agency, the Governor's
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16 office, the Legislature, and agency program staff. LOFT analysts
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17 will meet with the agency staff as needed to review and obtain any
17

18 relevant information to perform a thorough analysis.
18

19  C. The zero-based budgeting analysis process consists of four

19

20 main steps:
20

21  1. Identify and Evaluate Key Activities

21

22  LOFT analysts will initiate the process by gathering information

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23 from the agency and compiling their research on the programs and the
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24 key activities of the agency. In collaboration with the agency,
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    Req. No. 1413                                           Page 4
1 LOFT analysts will work to ensure an adequate understanding of the
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2 program and its activities. Agencies shall discuss the program's key
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3 activities and explain why the program and its activities are
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4 critical and necessary. Agencies shall provide information on the
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5 programs intended outcomes, statutory authority, customers, budget,
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6 and consider alternative methods for delivering program services.
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7   2. Information to be considered when evaluating the key

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8 activities and related information include but are not limited to:
8

9   a. Key Activities:

9

10                 (1) Who is the primary constituency for the activity?

10

11                 (2) Is the activity concentrated in one particular

11

12                 part of the state, or is it implemented

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13                 consistently statewide?

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14                 (3) Is there any historical context for the activity

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15                 that is important for decision makers to know?

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16                 (4) What is the policy objective for the activity and

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17                 program?

17

18                 (5) What are some alternative ways of delivering the

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19                 services of the program?

19

20                 (6) What are the trade-offs of the alternative

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21                 methods?

21

22                 (7) How do the key activities relate to the

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23                 appropriated purpose of the program?

23

24  b. Statutory Authority:

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    Req. No. 1413                                               Page 5
1                  (1) Is the agency statutorily required to perform the

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2                  activity?

2

3                  (2) Is the statutory authority specific to that

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4                  activity or is the activity being performed

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5                  within the broader general powers and authority

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6                  of the Agency?

6

7                  (3) What are the legal consequences to not performing

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8                  the activity? Include any state, federal, or

8

9                  rule/regulation authority or requirements.

9

10  c. Personnel:

10

11                 (1) Are personnel wholly or partially dedicated to

11

12                 this activity?

12

13                 (2) If partially, what percentage of the time is the

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14                 employee working on this activity?

14

15  d. Expenditures:

15

16                 (1) What is the current budget/cost to carry out the

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17                 activity?

17

18                 (2) What are the major cost centers for the activity?

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19                 (3) What are the overhead costs to operating the

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20                 program?

20

21  e. Administrative rules:

21

22                 (1) What percentage of new administration rules have

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23                 been enacted over the last 5 years by this

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24                 agency?

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    Req. No. 1413                                      Page 6
1                  (2) Amendatory rules?

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2                  (3) Repealed rules?

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3   f. Licensing:

3

4                  (1) What is the burden on licensing of individuals

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5                  under this state agency?

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6                  (2) Is the licensing only for government employees or

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7                  private sector employees?

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8   D. Develop and Evaluate the Performance Measures

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9   1. After the key activities have been identified under

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10 subsection A of the Section, LOFT shall identify the appropriate
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11 performance measures for the program and its activities. As part of
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12 the zero-based budgeting analysis process LOFT shall conduct a
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13 thorough review of the measures and work with the Governor's office
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14 and the Legislature on recommendations in a coordinated manner. The
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15 coordinated review is intended to develop a common understanding of
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16 the program's purpose and ensure that the measures reported satisfy
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17 the expectations of core functions of government in Oklahoma.
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18 Agencies will review the recommendations and offer alternative
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19 metrics if appropriate. At the end of the process, the zero-based
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20 budgeting report should reflect the best possible measures for the
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21 programs and activities of an agency and provide state and agency
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22 leadership the information needed to assess program performance and
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23 improve operations in a report provided to the Governor and the
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24

24

    Req. No. 1413                                     Page 7
1 Legislature no later than December 1st each year. The zero-based
1

2 budgeting process should include:
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3   a. review of existing and historical performance measures

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4                  for the program,

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5   b. development and evaluation of performance measures for

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6                  the program,

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7   c. internal review by LOFT of zero-based budget

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8                  performance measures,

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9   d. discussion of performance measures with the agency,

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10                 and

10

11  e. review of agency budget performance measures by The

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12                 Oklahoma Senate, The Oklahoma House of

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13                 Representatives, the Director of the Office of

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14                 Management and Enterprise Services, and LOFT with the

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15                 agency.

15

16  2. Performance measures are an integral part of a zero-based

16

17 budgeting analysis and should describe the workload, efficiency, and
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18 effectiveness of the activity or program.
18

19  Performance Measures will include at least four years of actual

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20 data and the agency should be able to explain trends over time in
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21 outcomes as well as how those outcomes reflect a program's overall
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22 effectiveness. Where historical data is available, analysts will
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23 review performance trends and consider factors contributing to
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24 program performance. When the zero-based budgeting process results
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    Req. No. 1413                                          Page 8
1 in a new performance measure that the agency does not currently
1

2 track, analysts will work with the agency to develop a plan for
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3 tracking the performance measure in all future fiscal years.
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4   3. While the zero-based budgeting process focuses on

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5 performance at the program level, the agency and state performance
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6 metrics to which the program contributes should also be considered.
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7 When selecting candidate measures, relevant state indicators and
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8 federal benchmarks should be identified and included with the other
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9 ZBB performance measures.
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10  Performance measures should be selected based on overall value

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11 for providing meaningful information to management and decision
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12 makers. Quality performance measures are clear (understandable to
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13 general audience), valid (data can be measured), and relevant to the
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14 core purpose of the program or agency. LOFT shall use the questions
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15 for analysis/consideration, including but not limited to:
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16  a. Based on the performance measures identified, how are

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17                 the program and its activities performing?

17

18  b. What factors may be causing a program to be less

18

19                 effective than desired and what would need to change

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20                 to increase effectiveness? This could include law

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21                 changes, funding changes, etc.

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22  c. Is the data provided for the performance measure

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23                 reliable and accurate? Is the agency able to document

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24                 the sources used for the data?

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    Req. No. 1413                                              Page 9
1   d. What are the limitations of the data available for the

1

2                  measures, if any?

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3   E. Analyze the Program Budget and Expenditures

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4   1. The financial analysis of a program will examine historical

4

5 expenditures by object class for a program. The goal of the
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6 analysis is to show the cost effectiveness or return on investment
6

7 of the program when compared to the outcomes established in the
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8 performance metric analysis. Agencies shall explain in detail the
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9 expenditures that comprise each object class and identify the major
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10 cost centers for each program. LOFT shall use the following
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11 questions for analysis/consideration, including but not limited to:
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12  a. Personal Services:

12

13                 (1) What percentage of program expenditures is

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14                 dedicated to personnel?

14

15                 (2) Are personnel expenditures primarily for full-

15

16                 time staff or for temporary/part-time staff?

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17                 (3) Could more functions of the program be performed

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18                 by part-time rather than full-time staff? Why?

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19                 (4) Does the agency use contractors to fulfill

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20                 activities that could be done with staff or the

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21                 converse?

21

22                 (5) How have budget reductions over the last few

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23                 years affected personnel as compared to basic

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24

24

    Req. No. 1413                                   Page 10
1                  operations such as travel, equipment, contractual

1

2                  services, etc. in the program?

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3   b. Regular Operating Expenses/Motor Vehicle Expenses and

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4                  Repairs:

4

5                  (1) Is the agency spending an increasing and/or

5

6                  substantial amount on motor vehicle expenses and

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7                  repairs?

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8                  (2) If so, be able to show the size and age of fleet,

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9                  average operating cost per vehicle, anticipated

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10                 mileage for the upcoming year, etc. Would

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11                 vehicle expenses be reduced by replacing part of

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12                 the fleet rather than continuing to repair older

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13                 vehicles?

13

14  c. Publications and Printing:

14

15                 (1) Are there publications that could be reduced or

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16                 eliminated by making them available

16

17                 electronically to consumers?

17

18                 (2) Could forms be consolidated to reduce the number

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19                 or types of forms that the agency prints?

19

20  d. Supplies and Materials:

20

21                 (1) Are there unusual items that this program

21

22                 requires or are there cyclical buying cycles for

22

23                 supplies?

23

24

24

    Req. No. 1413                                       Page 11
1                  (2) How has supply expenditures changed over the last

1

2                  two years?

2

3   e. Repairs and Maintenance:

3

4                  (1) Are there major repairs funded through this

4

5                  object class that could be funded through bonds

5

6                  rather than cash?

6

7                  (2) Does the agency perform repairs and maintenance

7

8                  in house or are these functions contracted out?

8

9                  (3) Could savings be achieved by outsourcing (or

9

10                 insourcing) these items?

10

11  f. Equipment:

11

12                 (1) Is this a large cost center for the program? What

12

13                 is the age of inventory?

13

14                 (2) Is an inordinate amount spent to repair older

14

15                 equipment?

15

16                 (3) Would it be more cost effective to repair

16

17                 existing equipment or purchase new?

17

18  g. Energy: Has the agency found ways to reduce utility

18

19                 costs to offset increases in rates?

19

20  h. Travel:

20

21                 (1) Have travel expenditures varied significantly

21

22                 between years?

22

23                 (2) How do travel expenditures correspond with motor

23

24                 vehicle expenses? Are employees who travel

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    Req. No. 1413                                       Page 12
1                  primarily relying on their vehicles or state

1

2                  vehicles?

2

3   i. Real Estate Rentals:

3

4                  (1) You should have a thorough inventory of real

4

5                  estate space including the square footage, price

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6                  per square foot, geographic locations, and

6

7                  details of the rental agreement.

7

8                  (2) Are there penalties to relocating certain offices

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9                  or consolidating office space with other

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10                 divisions or departments?

10

11  j. Telecommunications:

11

12                 (1) Does the agency have a staff member who reviews

12

13                 billings from the agency's telecommunications

13

14                 provider each month?

14

15                 (2) Has the agency thoroughly evaluated the inventory

15

16                 for which it is billed to determine if there are

16

17                 terminals/phone lines that are unused that should

17

18                 be disconnected?

18

19                 (3) Has the agency worked with the contracted

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20                 telecommunication providers to find ways to lower

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21                 its overall billings?

21

22                 (4) Are there other telecommunication or computer

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23                 charges that are critical to the delivery of

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24                 program services?

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    Req. No. 1413                                    Page 13
1   k. Contractual Services:

1

2                  (1) What services are contracted?

2

3                  (2) Are any of these services that could be provided

3

4                  using existing staff?

4

5                  (3) Are there services currently performed by full-

5

6                  time staff that could be provided more

6

7                  efficiently through a contract?

7

8                  (4) Are funds for contracts spent in a timely manner

8

9                  or are there contracts that act as a "parking lot"

9

10                 for funds between years and may take multiple

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11                 fiscal years to spend down?

11

12                 (5) Are contractors working on specific time-limited

12

13                 projects or ongoing routine work?

13

14                 (6) As with real estate, the agency may be asked to

14

15                 provide a list of all contracts associated with

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16                 the program, their cost, and any specifics

16

17                 associated with the contract (options for

17

18                 renewing, penalties for early termination, etc.)

18

19  l. Unique Object Classes:

19

20                 (1) Why was a unique object class created?

20

21                 (2) What account codes are charged for expenditures

21

22                 related to the unique object class?

22

23                 (3) How are the funds in the unique object class

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24                 used?

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    Req. No. 1413                                              Page 14
1   2. Summarize the Analysis: For each summary of zero-based

1

2 summary analysis, positive results and areas that need improvement
2

3 shall be highlighted. Questions, including but not limited to the
3

4 following should be addressed in discussions with the LOFT Analysts
4

5 and Agency personnel:
5

6   a. Do the program's goals align with the Agency mission

6

7                  statement, statutory authority, directives of the

7

8                  Cabinet member overseeing your agency, Governor's

8

9                  strategic plan.

9

10  b. Is the program currently performing any activities

10

11                 that are not statutorily authorized? What would be the

11

12                 impact of halting those activities? Conversely, are

12

13                 there activities the program is not performing that it

13

14                 is statutorily required to do?

14

15  c. What have the staffing trends been for the program for

15

16                 the last 6 years?

16

17  d. Does the performance measure data the agency currently

17

18                 collects provide an accurate depiction of the

18

19                 efficiency and outcomes of the program and its

19

20                 activities?

20

21  e. How have changes in funding affected the cost to

21

22                 provide services?

22

23

23

24

24

    Req. No. 1413                                  Page 15
1   f. What are the revenue and expense trends for the

1

2                  program over the last few years? Has it affected

2

3                  program services?

3

4   g. Can a program or activity be implemented more

4

5                  efficiently? Are there alternative ways or less costly

5

6                  ways the program could be implemented to deliver the

6

7                  same services?

7

8   h. Does this program or activity have to be provided by

8

9                  state government? Could the non- profit or private

9

10                 sector or another level of government provide the

10

11                 service?

11

12  i. Is this program or any of its services duplicative or

12

13                 similar to other programs or services the state or

13

14                 another entity outside of state government already

14

15                 offers?

15

16  j. Given the cost vs. outcomes, is it a program the state

16

17                 should continue to fund?

17

18  k. Would any laws need to change to end an activity or

18

19                 alter it to make it more efficient?

19

20  l. If a program is successful, what best practices could

20

21                 they offer for other programs or agencies?

21

22  m. What trends and outcomes are you seeing in performance

22

23                 measures?

23

24

24

    Req. No. 1413                                              Page 16
1   F. LOFT shall develop necessary forms for Agencies to provide

1

2 requested information. A sample form would include requests for the
2

3 following information:
3

4   Agency Name__________

4

5   Program Name__________

5

6   KEY ACTIVITIES:

6

7   Provide a brief overview of the agency's purpose_____________

7

8   Provide a brief overview of the program's purpose____________

8

9   Provide a list of the program's top three ultimate and long-term

9

10 goals:
10

11  Goal 1:___________________

11

12  Goal 2:___________________

12

13  Goal 3:___________________

13

14  Please, list the program's key activities, and complete the table

14

15 below:
15

16  Key Activity 1:_________________________

16

17  Key Activity 2:_________________________

17

18  Key Activity 3:_________________________

18

19  Key Activity 4:_________________________

19

20  Key Activity 5:_________________________

20

21  SECTION 4. This act shall become effective November 1, 2025.

21

22

22

23  60-1-1413      AS       1/19/2025 5:43:53 AM

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24

24

    Req. No. 1413                                 Page 17
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