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Illinois General Assembly· SB 3706Governor Approved

ADOPTION-CONFIDENTIAL INTERMED, the official text

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SB3706 Enrolled                     LRB104 20671 JRC 34170 b

1   AN ACT concerning civil law.

2   Be it enacted by the People of the State of Illinois,

3 represented in the General Assembly:

4   Section 5. The Adoption Act is amended by changing Section

5 18.3a as follows:

6   (750 ILCS 50/18.3a) (from Ch. 40, par. 1522.3a)

7   Sec. 18.3a. Confidential intermediary.

8   (a) General purposes. Notwithstanding any other provision

9 of this Act,

10  (1) any adopted or surrendered person 21 years of age

11  or over; or

12  (2) any adoptive parent or legal guardian of an

13  adopted or surrendered person under the age of 21; or

14  (3) any birth parent of an adopted or surrendered

15  person who is 21 years of age or over; or

16  (4) any adult child or adult grandchild of a deceased

17  adopted or surrendered person; or

18  (5) any adoptive parent or surviving spouse of a

19  deceased adopted or surrendered person; or

20  (6) any adult birth sibling of the adult adopted or

21  surrendered person unless the birth parent has checked

22  Option E on the Birth Parent Preference Form or has filed a

23  Denial of Information Exchange with the Registry and is
    SB3706 Enrolled   -2-                  LRB104 20671 JRC 34170 b

1   not deceased; or

2   (7) any adult adopted birth sibling of an adult

3   adopted or surrendered person; or

4   (8) any adult birth sibling of the birth parent if the

5   birth parent is deceased; or

6   (9) any birth grandparent

7 may petition the court in any county in the State of Illinois

8 for appointment of a confidential intermediary as provided in

9 this Section for the purpose of exchanging medical information

10 with one or more mutually consenting biological relatives,

11 obtaining identifying information about one or more mutually

12 consenting biological relatives, or arranging contact with one

13 or more mutually consenting biological relatives. The

14 petitioner shall be required to accompany his or her petition

15 with proof of registration with the Illinois Adoption Registry

16 and Medical Information Exchange.

17  (a-4) The adoptive parent or legal guardian of an adopted

18 or surrendered person under the age of 21 may also petition the

19 court for the appointment of a confidential intermediary for

20 purposes of obtaining identifying information or arranging

21 contact with a mutually consenting adoptive parent or legal

22 guardian of a birth sibling of the petitioner's adopted or

23 surrendered child under the age of 21.

24  (a-5) In addition, any former youth in care as defined in

25 Section 4d of the Children and Family Services Act who was

26 adopted or surrendered may petition the court in any county in
    SB3706 Enrolled  -3-  LRB104 20671 JRC 34170 b

1 the State for appointment of a confidential intermediary as

2 provided in this Section for the purposes of obtaining

3 identifying information or arranging contact with (i) siblings

4 or birth relatives if the former youth in care is between the

5 ages of 18 and 21 or (ii) former foster parents or foster

6 siblings if the former youth in care is over the age of 18. A

7 petitioner under this subsection is not required to register

8 with the Illinois Adoption Registry and Medical Information

9 Exchange.

10  (b) Petition. Upon petition, the court shall appoint a

11 confidential intermediary. The petition shall indicate if the

12 petitioner wants to do any one or more of the following as to

13 the sought-after relative or relatives: exchange medical

14 information with the biological relative or relatives, obtain

15 identifying information from the biological relative or

16 relatives, or to arrange contact with the biological relative.

17  (c) Order. The order appointing the confidential

18 intermediary shall allow that intermediary to conduct a search

19 for the sought-after relative by accessing those records

20 described in subsection (g) of this Section.

21  (d) Fees and expenses. The court shall not condition the

22 appointment of the confidential intermediary on the payment of

23 the intermediary's fees and expenses in advance of the

24 commencement of the work of the confidential intermediary. No

25 fee shall be charged to any petitioner.

26  (e) Eligibility of intermediary. The court may appoint as
   SB3706 Enrolled  -4-            LRB104 20671 JRC 34170 b

1 confidential intermediary any person certified by the

2 Department of Children and Family Services as qualified to

3 serve as a confidential intermediary. Certification shall be

4 dependent upon the confidential intermediary completing a

5 course of training including, but not limited to, applicable

6 federal and State privacy laws.

7  (f) (Blank).

8  (g) Confidential intermediary access to information.

9 Subject to the limitations of subsection (i) of this Section,

10 the confidential intermediary shall have access to vital

11 records maintained by the Department of Public Health and its

12 local designees for the maintenance of vital records, or a

13 comparable public entity that maintains vital records in

14 another state in accordance with that state's laws, and all

15 records of the court or any adoption agency, public or

16 private, as limited in this Section, which relate to the

17 adoption or the identity and location of an adopted or

18 surrendered person, of an adult child or surviving spouse of a

19 deceased adopted or surrendered person, or of a birth parent,

20 birth sibling, or the sibling of a deceased birth parent. The

21 confidential intermediary shall not have access to any

22 personal health information protected by the Standards for

23 Privacy of Individually Identifiable Health Information

24 adopted by the U.S. Department of Health and Human Services

25 under the Health Insurance Portability and Accountability Act

26 of 1996 unless the confidential intermediary has obtained
SB3706 Enrolled  -5-  LRB104 20671 JRC 34170 b

 1 written consent from the person whose information is being
 2 sought by an adult adopted or surrendered person or, if that
 3 person is a minor child, that person's parent or guardian.
 4 Confidential intermediaries shall be authorized to inspect
 5 confidential relinquishment and adoption records. The
 6 confidential intermediary shall not be authorized to access
 7 medical records, financial records, credit records, banking
 8 records, home studies, attorney file records, or other
 9 personal records. In cases where a birth parent is being
10 sought, an adoption agency shall inform the confidential
11 intermediary of any statement filed pursuant to Section 18.3,
12 hereinafter referred to as "the 18.3 statement", indicating a
13 desire of the surrendering birth parent to have identifying
14 information shared or to not have identifying information
15 shared. Information provided to the confidential intermediary
16 by an adoption agency shall be restricted to the full name,
17 date of birth, place of birth, last known address, last known
18 telephone number of the sought-after relative or, if
19 applicable, of the children or siblings of the sought-after
20 relative, and the 18.3 statement. If the petitioner is an
21 adult adopted or surrendered person or the adoptive parent of
22 a minor and if the petitioner has signed a written
23 authorization to disclose personal medical information, an
24 adoption agency disclosing information to a confidential
25 intermediary shall disclose available medical information
26 about the adopted or surrendered person from birth through
    SB3706 Enrolled  -6-  LRB104 20671 JRC 34170 b

1 adoption.

2   (h) Disclosure of information Missing or lost original

3 birth certificate; remedy. Disclosure of information by the

4 confidential intermediary shall be consistent with the public

5 policy and intent of laws granting original birth certificate

6 access as expressed in Section 18.04 of this Act. The

7 confidential intermediary shall comply with the following

8 procedures in disclosing information to the petitioners:

9   (1) If the petitioner is an adult adopted or

10  surrendered person, or the adult child, adult grandchild,

11  or surviving spouse of a deceased adopted or surrendered

12  person, the confidential intermediary shall disclose:

13           (A) Missing or lost original birth certificate;

14  remedy. Identifying identifying information about the

15  birth parent of the adopted person and about the adult

16  adopted or surrendered person, which, in the ordinary

17  course of business, would have been reflected on the

18  original filed certificate of birth, as of the date of

19  birth, only if:

20                   (i) the adopted person was born before January

21           1, 1946 and the petitioner has requested a

22           non-certified copy of the adopted person's

23           original birth certificate under Section 18.1 of

24           this Act, and the Illinois Department of Public

25           Health has issued a certification that the

26           original birth certificate was not found, or the
    SB3706 Enrolled  -7-  LRB104 20671 JRC 34170 b

1   petitioner has presented the confidential

2   intermediary with the non-certified copy of the

3   original birth certificate which omits the name of

4   the birth parent;

5                    (ii) the adopted person was born after January

6   1, 1946, and the petitioner has requested a

7   non-certified copy of the adopted person's

8   original birth certificate under Section 18.1 of

9   this Act and the Illinois Department of Public

10  Health has issued a certification that the

11  original birth certificate was not found.

12  In providing information pursuant to this

13  subdivision (h)(1)(A), the confidential intermediary

14  shall expressly inform the petitioner in writing that

15  since the identifying information is not from an

16  official original certificate of birth filed pursuant

17  to the Vital Records Act, the confidential

18  intermediary cannot attest to the complete accuracy of

19  the information and the confidential intermediary

20  shall not be liable if the information disclosed is

21  not accurate. Only information from the court files

22  shall be provided to the petitioner in this Section.

23  If the identifying information concerning a birth

24  father is sought by the petitioner, the confidential

25  intermediary shall disclose only the identifying

26  information of the birth father as defined in Section
    SB3706 Enrolled     -8-  LRB104 20671 JRC 34170 b

1   18.06 of this Act;

2        (B) the name of the child welfare agency which had

3   legal custody of the surrendered person or

4   responsibility for placing, or assisting in the

5   placement of, the surrendered person and any available

6   contact information for such agency;

7        (C) the name of the state in which the surrender

8   occurred and or in which the adoption was finalized;

9   and

10       (D) any information for which the sought-after

11  relative has provided his or her consent to disclose

12  under paragraphs (1) through (4) of subsection (i) of

13  this Section.

14  (2) If the petitioner is an adult adopted or

15  surrendered person, or the adoptive parent of an adult

16  adopted or surrendered person under the age of 21, or the

17  adoptive parent of a deceased adopted or surrendered

18  person, or the adult child or grandchild of a deceased

19  adopted or surrendered person, the confidential

20  intermediary shall provide, in addition to the information

21  listed in paragraph (1) of this subsection (h):

22       (A) subject to subsection (g), any information

23  which the adoption agency provides pursuant to

24  subsection (i) of this Section pertaining to medical

25  information about the adopted or surrendered person;

26  and
    SB3706 Enrolled     -9-           LRB104 20671 JRC 34170 b

1   (B) any non-identifying information, as defined in

2   Section 18.4 of this Act, that is obtained during the

3   search.

4   (3) If the petitioner is not defined in paragraph (1)

5   or (2) of this subsection, the confidential intermediary

6   shall provide to the petitioner:

7   (A) any information for which the sought-after

8   relative has provided his or her consent under

9   paragraphs (1) through (4) of subsection (i) of this

10  Section;

11  (B) the name of the child welfare agency which had

12  legal custody of the surrendered person or

13  responsibility for placing, or assisting in the

14  placement of, the surrendered person and any available

15  contact information for such agency; and

16  (C) the name of the state in which the surrender

17  occurred or in which the adoption was finalized.

18  (h-5) Disclosure of information shall be made by the

19 confidential intermediary at any time from the appointment of

20 the confidential intermediary and the court's issuance of an

21 order of dismissal.

22  (i) Duties of confidential intermediary in conducting a

23 search. In conducting a search under this Section, the

24 confidential intermediary shall first determine whether there

25 is a Denial of Information Exchange or a Birth Parent

26 Preference Form with Option E selected or an 18.3 statement
    SB3706 Enrolled        - 10 - LRB104 20671 JRC 34170 b

1 referenced in subsection (g) of this Section on file with the

2 Illinois Adoption Registry. If there is a denial, the Birth

3 Parent Preference Form on file with the Registry and the birth

4 parent who completed the form selected Option E, or if there is

5 an 18.3 statement indicating the birth parent's intent not to

6 have identifying information shared and the birth parent did

7 not later file an Information Exchange Authorization with the

8 Registry, the confidential intermediary must discontinue the

9 search unless 5 years or more have elapsed since the execution

10 of the Denial of Information Exchange, Birth Parent Preference

11 Form, or the 18.3 statement. If a birth parent was previously

12 the subject of a search through the State confidential

13 intermediary program, the confidential intermediary shall

14 inform the petitioner of the need to discontinue the search

15 until 10 years or more have elapsed since the initial search

16 was closed. In cases where a birth parent has been the object

17 of 2 searches through the State confidential intermediary

18 program, no subsequent search for the birth parent shall be

19 authorized absent a court order to the contrary.

20  In conducting a search under this Section, the

21 confidential intermediary shall attempt to locate the relative

22 or relatives from whom the petitioner has requested

23 information. If the sought-after relative is deceased or

24 cannot be located after a diligent search, the confidential

25 intermediary may contact other adult relatives of the

26 sought-after relative.
    SB3706 Enrolled          - 11 - LRB104 20671 JRC 34170 b

1   The confidential intermediary shall contact a sought-after

2 relative on behalf of the petitioner in a manner that respects

3 the sought-after relative's privacy and shall inform the

4 sought-after relative of the petitioner's request for medical

5 information, identifying information or contact as stated in

6 the petition. Based upon the terms of the petitioner's

7 request, the confidential intermediary shall contact a

8 sought-after relative on behalf of the petitioner and inform

9 the sought-after relative of the following options:

10  (1) The sought-after relative may totally reject one

11  or all of the requests for medical information,

12  identifying information or contact. The sought-after

13  relative shall be informed that they can provide a medical

14  questionnaire to be forwarded to the petitioner without

15  releasing any identifying information. The confidential

16  intermediary shall inform the petitioner of the

17  sought-after relative's decision to reject the sharing of

18  information or contact.

19  (2) The sought-after relative may consent to

20  completing a medical questionnaire only. In this case, the

21  confidential intermediary shall provide the questionnaire

22  and ask the sought-after relative to complete it. The

23  confidential intermediary shall forward the completed

24  questionnaire to the petitioner and inform the petitioner

25  of the sought-after relative's desire to not provide any

26  additional information.
    SB3706 Enrolled  - 12 - LRB104 20671 JRC 34170 b

1         (3) The sought-after relative may communicate with the

2   petitioner without having his or her identity disclosed.

3   In this case, the confidential intermediary shall arrange

4   the desired communication in a manner that protects the

5   identity of the sought-after relative. The confidential

6   intermediary shall inform the petitioner of the

7   sought-after relative's decision to communicate but not

8   disclose his or her identity.

9         (4) The sought-after relative may consent to initiate

10  contact with the petitioner. The confidential intermediary

11  shall obtain written consents from both parties that they

12  wish to disclose their identities to each other and to

13  have contact with each other.

14  (j) Oath. The confidential intermediary shall sign an oath

15 of confidentiality substantially as follows: "I, ..........,

16 being duly sworn, on oath depose and say: As a condition of

17 appointment as a confidential intermediary, I affirm that:

18        (1) I will not disclose to the petitioner, directly or

19  indirectly, any confidential information except in a

20  manner consistent with the law.

21        (2) I recognize that violation of this oath subjects

22  me to civil liability and to a potential finding of

23  contempt of court. ................................

24 SUBSCRIBED AND SWORN to before me, a Notary Public, on (insert

25 date)

26 ................................."
    SB3706 Enrolled    - 13 - LRB104 20671 JRC 34170 b

1   (k) Sanctions.

2   (1) Any confidential intermediary who improperly

3   discloses confidential information identifying a

4   sought-after relative shall be liable to the sought-after

5   relative for damages and may also be found in contempt of

6   court.

7   (2) Any person who learns a sought-after relative's

8   identity, directly or indirectly, through the use of

9   procedures provided in this Section and who improperly

10  discloses information identifying the sought-after

11  relative shall be liable to the sought-after relative for

12  actual damages plus minimum punitive damages of $10,000.

13  (3) The Department shall fine any confidential

14  intermediary who improperly discloses confidential

15  information in violation of item (1) or (2) of this

16  subsection (k) an amount up to $2,000 per improper

17  disclosure. This fine does not affect civil liability

18  under item (2) of this subsection (k). The Department

19  shall deposit all fines and penalties collected under this

20  Section into the Illinois Adoption Registry and Medical

21  Information Fund.

22  (l) Death of person being sought. Notwithstanding any

23 other provision of this Act, if the confidential intermediary

24 discovers that the person being sought has died, he or she

25 shall report this fact to the court, along with a copy of the

26 death certificate. If the sought-after relative is a birth
    SB3706 Enrolled  - 14 - LRB104 20671 JRC 34170 b

1 parent, the confidential intermediary shall also forward a

2 copy of the birth parent's death certificate, if available, to

3 the Registry for inclusion in the Registry file.

4   (m) Any confidential information obtained by the

5 confidential intermediary during the course of his or her

6 search shall be kept strictly confidential and shall be used

7 for the purpose of arranging contact between the petitioner

8 and the sought-after birth relative. At the time the case is

9 closed, all identifying information shall be returned to the

10 court for inclusion in the impounded adoption file.

11  (n) (Blank).

12  (o) Except as provided in subsection (k) of this Section,

13 no liability shall accrue to the State, any State agency, any

14 judge, any officer or employee of the court, any certified

15 confidential intermediary, or any agency designated to oversee

16 confidential intermediary services for acts, omissions, or

17 efforts made in good faith within the scope of this Section.

18  (p) An adoption agency that has received a request from a

19 confidential intermediary for the full name, date of birth,

20 last known address, or last known telephone number of a

21 sought-after relative pursuant to subsection (g) of Section

22 18.3a, or for medical information regarding a sought-after

23 relative pursuant to subsection (h) of Section 18.3a, must

24 satisfactorily comply with this court order within a period of

25 45 days. The court shall order the adoption agency to

26 reimburse the petitioner in an amount equal to all payments
    SB3706 Enrolled          - 15 - LRB104 20671 JRC 34170 b

1 made by the petitioner to the confidential intermediary, and

2 the adoption agency shall be subject to a civil monetary

3 penalty of $1,000 to be paid to the Department of Children and

4 Family Services. Following the issuance of a court order

5 finding that the adoption agency has not complied with Section

6 18.3, the adoption agency shall be subject to a monetary

7 penalty of $500 per day for each subsequent day of

8 non-compliance. Proceeds from such fines shall be utilized by

9 the Department of Children and Family Services to subsidize

10 the fees of petitioners as referenced in subsection (d) of

11 this Section.

12  (q) (Blank).

13  Any reimbursements and fines, notwithstanding any

14 reimbursement directly to the petitioner, paid under this

15 subsection are in addition to other remedies a court may

16 otherwise impose by law.

17  The Department of Children and Family Services shall

18 submit reports to the Adoption Registry-Confidential

19 Intermediary Advisory Council by July 1 and January 1 of each

20 year in order to report the penalties assessed and collected

21 under this subsection, the amounts of related deposits into

22 the DCFS Children's Services Fund, and any expenditures from

23 such deposits.

24  (r) A confidential intermediary shall be permitted to

25 access information from closed child welfare agencies whose

26 records are housed in the State Central Storage consistent
SB3706 Enrolled  - 16 - LRB104 20671 JRC 34170 b

 1 with paragraph (g) for all petitioners. If the petitioner is
 2 an adult adopted or surrendered person, the adoptive parent of
 3 an adult adopted person under the age of 21, or the adoptive
 4 parent of a deceased adopted or surrendered person, or an
 5 adult child or grandchild of a deceased adopted or surrendered
 6 person, the confidential intermediary may request any
 7 non-identifying information, including any available medical
 8 information about the adopted or surrendered person from birth
 9 through adoption, any non-identifying information described in
10 Section 18.4, and the Section 18.3 statement, and, subject to
11 subsection (g), the confidential intermediary shall disclose
12 the non-identifying information to a petitioner who is an
13 adult adopted or surrendered person, the adoptive parent of an
14 adult adopted person under the age of 21, the adoptive parent
15 of a deceased adopted or surrendered person, or an adult child
16 or grandchild of a deceased adopted or surrendered person.
17 (Source: P.A. 104-69, eff. 1-1-26.)
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